Frequently asked questions.
Joining Designed
What kind of advisors join Designed Wealth Management?
We work with independent-minded financial advisors across Canada who want to build their practice without the constraints of a bank-owned or captive dealer. Whether you are an established advisor looking for more freedom or a newer advisor who wants to start on the right foot, Designed is built around your success.
How long does the transition process take?
Timelines vary depending on the size and complexity of your practice, but most advisors complete their transition within 3 to 5 weeks. Our three-phase process — pre-transition, transition, and post-transition — is designed to make the move as smooth as possible for you and your clients.
Will my clients be affected by the transition?
We work hard to make the transition seamless for your clients. Our team guides you through account openings and asset transfers step by step. Many advisors find that clients actually respond positively to the move, appreciating the renewed independence and objectivity it signals.
Independence & compliance
Do I have to sell any specific products?
No. Designed has no proprietary products and no product quotas. You are free to recommend whatever is in the best interest of your clients, from whatever product shelf makes sense for their situation.
Who handles compliance oversight?
Our dedicated compliance team provides full regulatory oversight, coaching, and support. We are a CIRO member dealer and take compliance seriously — not as a burden, but as a foundation for the trust your clients place in you.
What registrations does Designed hold?
Designed Wealth Management (operating as Designed Securities Ltd.) is a dual-registered investment dealer and a member of the Canadian Investment Regulatory Organization (CIRO). We are also registered as an Investment Fund Manager under the Ontario Securities Commission.
Fees & technology
How does Designed’s fee structure work?
We offer competitive, transparent pricing structured to support different practice sizes and business models. We don’t believe in one-size-fits-all fees — your fee arrangement is customized to your practice. Contact us to discuss what the right structure looks like for you.
What technology platforms will I have access to?
You will have access to our full technology stack, including Aviso Wealth for custody and back-office support, Qtrade for online trading, and Mako Fintech for workflow automation. Our platforms are designed to give you and your clients a seamless, integrated experience.
Can my clients access their accounts online?
Yes. Through Qtrade, your clients have direct online access to their accounts. You also maintain full line of sight into all client assets, including those they manage independently.
Still have questions?